We’re seeking a future team member for the role of Vice President, TA Regulatory Manager to join our TRANSFER AGENCY OPERATIONS team. This role is located in Manchester, UK.
In this role, you’ll make an impact in the following ways:
- Subject matter expert within EMEA Transfer Agency for matters relating to FCA Regulations applicable to UK TA clients, including CASS, COB, COLL and GDPR.
- Experience of CASS audits and working with clients or internally with auditors through the annual CASS audit process
- This role may require the incumbent to describe the controls around the regulations applicable to clients/auditors as well as provide support to the EMEA Transfer Agency teams on best practices
Support the remediation of regulatory breaches or issues within Transfer Agency business
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To be successful in this role, we’re seeking the following:
- Bachelor’s degree in Business Administration, Finance, or a related field. Advanced degree or relevant certifications are a plus.
- Regulatory, Audit, CASS , Consultancy or Financial Services background and/or experience of applicable regulations and rules of relevant regulators preferred.
- Excellent analytical and problem-solving abilities
Effective communication and interpersonal skills for client interaction and collaboration across teams
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- America’s Most Innovative Companies, Fortune, 2025
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“Most Just Companies”, Just Capital and CNBC, 2025
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Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.